Expanding tonal space

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This article describes how to visually arrange a set of overtone scales in order to expand a particular plane of tonal space.

Why expand tonal space in this way?

The concept is a step towards building an electronic keyboard instrument that allows the player to interactively map sequences of rational intervals to consecutive keys – in real time, even live on stage. Therefore, the player needs convenient and intuitive access to the mapping process, which becomes an integral part of the musical performance.

With a prototypical instrument in place, the search for intermediary chords in tonal music begins. We can identify (and play) supplementary consonant chords that fit seamlessly into the gaps of familiar chord progressions. Listen to the following two audio examples to get the idea...

Listen to Control Info
...a sequence of five
beatless minor chords
[math]I[/math]min, [math]I[/math]min, [math]IV[/math]min,
[math]IV[/math]min, [math]I[/math]min
...an inserted
intermediary chord
on the 2nd beat
[math]I[/math]min, [math]I[/math]xen-augmin, [math]IV[/math]min,
[math]IV[/math]min, [math]I[/math]min ... (2 times)

The proposed model of tonal space utilizes the uniform structure and simple mathematical description of overtone scales as well as the closely related arithmetic frequency division of the octave (AFDO).

For each note to be rendered, the model should effectively determine the current deviation from 12-tone equal temperament (12edo) in order to control the intonation of a commercial sound module or software plug-in on the fly.

How to expand tonal space – the interval axis

Like frequency, musical pitch is one-dimensional. Fig.1 illustrates the horizontal axis of tonal space, which we call the interval axis. It points in keyboard direction from low keys to high keys. The first harmonic (h1) is known as the common fundamental of all upcoming overtone scales.

Fig-1 tonal space 0846c.png
Fig.1: One octave (from the first harmonic h1 to the second harmonic h2)

The mode axis

The vertical axis of our model of tonal space indicates modes of the harmonic series. All modes start at the same normalized frequency (or pitch) of 0 cents. This means that the tonics of all of these overtone scales share exactly the same pitch (Fig. 2), which can be chosen arbitrarily.

Since each mode (row) begins with a member of the harmonic series, we can space adjacent modes by corresponding rational intervals for plotting on the logarithmic vertical axis.

Fig-2 tonal space 0851f.png
Fig. 2: Overtone scales from Mode 1 (h1) to Mode 4 (h4) on a 2D-plane of tonal space

The Horizon Chart

The result of visualizing more modes of the overtone scale (up to Mode 16) is shown in Fig. 3:

Fig-3 tonal space 0846g.png
Fig. 3: The Horizon Chart: Relations of overtone scales (up to Mode 16) on a plane of tonal space

Each pitch is labeled with the size of an interval in cents, measured from the tonic (0 ¢) to the corresponding pitch marker (+). Each pitch marker is connected to the nearest vertical 12edo-line by a delta indicator. We define the direction and length of this indicator as the signed intonation interval of the respective pitch.

The AFDO-page can help to reproduce this plot:

"Within each period of any n-afdo system, the frequency ratio r of the m-th degree is"...
[math]\displaystyle r=\frac{n+m}{n}[/math] , where
  • r is a rational frequency ratio which – after conversion to cents –
    is displayed against the horizontal interval axis of tonal space
  • n is the mode of an overtone scale, plotted on the vertical axis
  • m addresses (indexes, counts) the elements of each overtone scale in horizontal direction from the tonic (left, starting at 0) to the right.

In particular ...

  • if m = 0, then  r = 1 (0 ¢) and
  • if m = n, then  r = 2 (1200 ¢)

Example 1: A just major third relates the first element (m=1) of a Mode 4 (n=4) overtone scale to the tonic of Mode 4 (with m=0) and we get

[math] r=\frac{4+1}{4}=\frac{5}{4}[/math]
[math] r_{cents}= ln(r)\cdot\frac{1200}{ln(2)} \approx 386 [/math] ¢

Intonation

Intonation is an adjustment of pitch applied to notes - live at performance time.

In the context of this model, we use 12edo pitches as the reference scale for measuring intonation. To describe intonation precisely (but without reference to concert pitch or absolute frequency), we define

Intonation is the signed interval between...
  • a pitch, generated by a pressed key with a given key descriptor (such as A3, B3, C4, C#4, ...),
    that rings exactly in tune with 12-tone equal temperament (12edo) and
  • a deviating pitch referenced by the same key descriptor

Typically, intonation is a small interval between -50 ¢ and +50 ¢ alhough larger values are allowed. In our model, the common tonic of all modes of the overtone scale has an intonation of 0 ¢ by definition.

According to this definition, the upper pitch of the just major third above the tonic (Mode 4, see Example 1) has an intonation interval of -14 ¢, which represents the distance from the nearest vertical 12edo line. Note that we generally measure intonation beginning at the nearest 12edo pitch. This results in a minus sign for the intonation of the upper note of the just third.

[Note: The unusual definition of the sign is based on a technical perspective and caused by the plan to build a real instrument. The signed intonation interval represents the amount of retuning required when a commercially available sound module is factory tuned to 12-tone equal temperament.]

Calculate intonation

To calculate the signed intonation interval...

  • compute the remainder of the original interval’s value in cents by a modulo division e.g. [math](386[/math] ¢ [math]mod(100))[/math], the intermediate result is 86 ¢
  • Test: If the intermediate result is greater than 50 ¢ then subtract 100 ¢
  • The test is true and the final result is 86 ¢ -100 ¢ = -14 ¢

Determine the nearest 12edo interval

To determine the nearest 12edo interval the intonation is applied to, get the original interval rcents  and do some integer arithmetic:

[math] r_{12edo}=integer\left (\frac{r_{cents}+50c}{100.0} \right )\cdot 100[/math]

... according to Example 1:

[math] r_{12edo}=integer\left (\frac{386c+50c}{100.0} \right )\cdot 100=400[/math] ¢

A variety of projections of the model

Keep in mind that the Horizon Chart (Fig.3) is just a graphical representation of relationships between pitches, musical intervals and overtone scales. More specifically, Fig.3 shows one of many useful Cartesian projections of an abstract model onto a 2D-plane.

Nevertheless, this representation is the basis for a variety of realtime operations on chords that a future musical instrument can apply. In addition, the Cartesian projection of tonal space (with a straight horizontal line for each mode of an overtone scale) can be easily handled in a programming environment.

Polar projection of tonal space

In polar projection of the model, the horizontal mode lines form circles:

Fig-4 tonal space POLAR 149.png
Fig.4: A plane of tonal space in polar projection (up to Mode 16)

The center is the location of the fundamental, where Mode n=1 and m=0. This corresponds to the origin of the Cartesian coordinate system as in Fig.3. The mode axis runs from the center up to the north. A clockwise angle of 2π (in radians) represents one octave up. Each dot represents a pitch.

The labeled spokes reveal a hidden symmetry of tonal space that is not apparent in Cartesian projection.

Note that a line drawn from the center to the south (at an angle of π) represents an irrational interval with a frequency ratio of √2 ≈ 1.414..., a tritone of 600 ¢. Unsurprisingly, no rational interval fits exactly on this line.

General applicability

In the model discussed so far a chord is composed of at least two stacked intervals with frequency ratios taken from the harmonic series in ascending order. The chord should be footed on the tonic of the particular mode. Skipped harmonics within a chord may remain mute. Fig.5 shows a comparison of four augmented chords that sound quite different:

Fig-5 tonal space 753i aug.png
Fig.5: Selection of different augmented chords

The model of tonal space is well suited for the design and comparison of chords. No matter what intervals you mark on any horizontal line, the result will always be a chord made up of just intervals that share a common denominator. Therefore, any such chord is a local subset of the harmonic series at its proper position.

A final example: If you want to create a major b7 chord, you will find four suitable pitches in the horizontal Mode 4-line (Fig.3) from m=0 to m=3. If you want to replace the upper 7/4 interval with, say, a 9/5 interval, find the Least Common Denominator (LCM, which is 4*5=20 in this case), and you get a 20:25:30:36 chord, which lives in Mode 20 (not shown)  and sounds noticeably more dissonant.

See also…

Sethares, William A. Tuning Timbre Spectrum Scale. London: Springer Verlag , 1999. [p65, 3.7. Overtone Scales]